Letter from the President

Thank you for your interest in Lee Stoerzinger, Inc.  We are committed to helping our clients plan for their financial security. Our mission statement is to guide our clients in achieving true independence so they can focus on living out their meaningful purpose.

If you would like to be considered for a complimentary consultation, be sure to complete and submit this Confidential Profile.

Just as you would interview us for a long-term relationship, we will evaluate the information you provide to determine how our services fit your needs and objectives. For our existing clients’ benefit, we will accept only a limited number of new clients every year. New clients must have a minimum of $250,000 to invest. We have established this for new clients so that we can continue to provide the highest level of service possible for everyone.

Thank you very much for your interest in our firm. Please know that all personal and financial information is treated with strict confidentiality whether or not you become a client. Feel free to contact our office at 651-578-1600 with any questions you might have. We look forward to hearing from you.

Sincerely,

Lee Stoerzinger, CFP®
President
 

Secure Online Confidential Profile

Family Information
Your Info
Name : *
Nick Name :
Age : *
Birthdate : *
Social Security Number :
Spouse Information
Name :
Nick Name :
Age :
Birthdate :
Social Security Number :
Children's Names & Ages:
Children 1-3
1 :
2 :
3 :
Children 4-6
4 :
5 :
6 :
Contact Information
Residence Address
Street Address :
City :
State :
Zip Code :
Mailing Address
Street Address :
City :
State :
Zip Code :
Other Contact
Home Phone :
Cell :
Fax :
E-Mail :
Referred By :
Occupation
Your Occupation
Job Title :
Employer (last, if retired) :
Number of Years :
Work Phone :
Retirement Date :
Spouse's Occupation
Job Title :
Employer (last, if retired) :
Number of Years :
Work Phone :
Retirement Date :
Personal Advisors
Attorney
Name :
Firm :
Accountant
Name :
Firm :
Insurance Agent
Name :
Firm :
Other
Name :
Firm :
Objectives and Concerns
Money
What is important about money to you? :
General
Are you anticipating any major lifestyle changes? (i.e., retirement, marriage, divorce, moving, etc.) :
If yes, what changes are you expecting? :
Are you comfortable with your current cash flow? :
Retirement Planning
What minimum income will you need at retirement (in today's dollars)? :
If you plan on working after retirement, estimate your expected income: :
Are you or your spouse contributing to an IRA? :
Are you or your spouse covered by any company retirement plans? :
If yes, what % are you contributing?
You % :
Spouse % :
What % does your employer match?
You % :
Spouse % :
Do you or your spouse have an employer provided pension plan? :
Protection
Do you have adequate disability coverage? :
Do you have adequate personal liability coverage? :
Do you have enough life insurance? :
Do you have long-term care insurance? :
Estate Planning
Do you have current wills? :
Have you established any trusts? :
Are you the beneficiary of any trusts? :
Have you adequately considered estate taxes? :
Have you provided adequate estate liquidity for your heirs? :
Concerns
Please list your current concerns: :
Risk Profile
Please indicate your level of investment knowledge or experience: :
What is your primary investment goal? :
How many years do you have until retirement? :
What do you expect to be your next major expenditure? :
How many years until this expense is incurred? :
What are your major objectives for your investments? :
When do you expect to use the bulk of the money you are accumulating in your investments? :
Over the next several years, do you expect your household annual income to: :
I am expecting an inheritance of approximately: $ :
I am expecting the inheritence in :
Due to a general market correction, one of your investments loses 25% of its value a short time after you buy it. What do you do? :
Some people need their investment portfolio to generate current income to meet on-going needs. This typically tilts the investment portfolio towards bonds and divident paying stocks. How accurately does this describe your objectives? :
You have just reached the $10,000 plateau on a TV game show. Now you must choose between quitting with the $10,000 in hand or betting the entire $10,000 on one of the 3 scenarios below. Which do you choose? :
How large of a temporary decline in your portfolio are you willing to accept before changing your investment strategy, assuming you start with $100,000? :
By what percentage do you expect your portfolio to grow annually over the long term, 10+ years? :
Assets
Investments (Non-Retirement)
Savings/Checking $ :
Stocks $ :
Bonds $ :
Mutual Funds $ :
Other $ :
Investments (Retirement)
IRA $ :
401(k) $ :
403 (b) $ :
Profit Sharing $ :
Other $ :
Business $ :
Home $ :
Other Real Estate $ :
Other :
Liabilities
Short Term
Credit Cards, Notes $ :
Automobiles $ :
Other $ :
Long Term
Home $ :
Business $ :
Education $ :
Additional Property $ :
Other $ :
Family Income Statement
You
Gross Annual Income $ :
Net Monthly Income $ :
Other $ :
Total $ :
Spouse
Gross Annual Income $ :
Net Monthly Income $ :
Other $ :
Total $ :
Monthly Family Expenses (Please list and itemize your monthly expenses below, i.e. Mortgage, Groceries, etc.)
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